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Senior Compliance Officer





Our Client is an award-winning law firm with expertise in BVI, Cayman Islands, Guernsey and Jersey law and the agility to drive success for our clients in a fast moving world.  They are looking for a new member of the Compliance team. The successful candidate will assist with monitoring and developing the controls in place within the firm for ensuring compliance with all relevant statutory and regulatory requirements.

Carry out all tasks assigned as part of the annual Compliance Monitoring Program to include but not limited to;

  • Regular monitoring of processes on a risk based approach in order to identify trends in non-compliance and identification of root causes and reporting of same
  • Regular sampling of entities to include producing analysis of the results and monitoring the central record of any deficiencies highlighted
  • Collating information and preparation of reports to provide key information to both the Partnership on both a regular and ad-hoc basis
  • Testing and sampling including conducting reviews of new business take on documentation (Limo audits)
  • Plan and roll out the testing of Introduction certificates
  • Provide guidance to fee earners on CDD requirements
  • Take responsibility for situations where fee earners may require compliance assistance in relation to client CDD
  • Participate and contribute to compliance team meeting and implement decisions taken or carry out any function/activity required
  • Ensure there is an awareness and understanding of local regulatory requirements
  • Assist in investigations for the MLRO when required and deal with Liaison notices as and when requested
  • Educated to A level
  • Ideally have completed a professional/relevant qualification to Diploma level, an ICA qualification would be preferred
  • Knowledge/skills/experience
  • A minimum of two years compliance experience
  • Good technical knowledge with an understanding of AML legislation


Key Contact

Ann Egglishaw

Senior Consultant
01534 715150
Email me

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