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Head of Risk & Compliance

Reference
KR11701

Location
Jersey

Salary
Negotiable

Category
Compliance

Our client is a privately owned independent trust company based in multi jurisdictions. They are looking for a new person to join the team as a Head of Risk and Compliance.

The role will report directly into the Managing Director and Board of Directors. The successful person will act as Head of Compliance for all licensed Jersey entities run by Group in Jersey, developing and maintaining through appropriate procedures and training a working environment that identifies and minimises business and reputational risk, ensuring compliance with all relevant legislation, circulars, guidance notes and codes of conduct. The roll includes appointment as Compliance Officer and MLCO and Data Protection Officer for the Jersey office.

  • Provision of detailed guidance in the appropriate application and interpretation of Jersey laws, regulations and policies and guidance
  • To assist managers with writing and guidance on the development, implementation and maintenance of robust local policies, procedures and practices to cover regulated activities
  • To assist with the delivery of training to staff on key risk, compliance and regulatory matters including complaints, money laundering, conflicts, and gifts
  • Management in comprehensively identifying, assessing and managing risk including regulatory risk
  • To manage the associated compliance staff, including the Compliance Monitoring Officer, and MLRO, client review staff, providing appropriate guidance and training where necessary
  • To manage the conduct of tests of internal controls and procedures to ensure that risks are being managed appropriately
  • To provide, as requested, regular reporting to the Directors and Group stakeholders on risk and compliance related procedures
  • To assist management with maintaining good relationships with the regulators
  • To act as a member of the Committees of the Company (including but not limited to: CBAC, CRC)
  • Be of degree standard or hold an appropriate professional qualification
  • Have a thorough understanding of Jersey laws and regulations affecting the operations of the Company, and a good experience dealing with the compliance program of a regulated trust company
  • Show good understanding of the business plan of the company and be able to identify where risks could arise

 

Apply

Key Contact

Ann Egglishaw

Senior Consultant
01534 715150
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