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Single Circle

Compliance Manager- Funds

Single Circle

Compliance Manager- Funds

Our client is an award winning corporate, private client and alternative investment business.  The purpose of this role will be to monitor and develop the controls in place within the businesses Fund Services ensuring compliance with all relevant statutory and regulatory requirements. Providing technical support and guidance to the fund administrators in connection with all services provided by the business line.

-Appointed Compliance Officer on all the FSB Managed Entities and Certified Funds

-Regular monitoring of processes on a risk based approach in order to identify trends in non-compliance and identification of root causes and reporting of same

-Maintenance of registers as required by the Financial Services (Jersey) Law 1988 - Codes of Practice

-Signing off on the adequacy of CDD for new and existing business across the OFS to include the maintenance of relevant Compliance records

-Regular sampling of entities to include producing analysis of the results and monitoring the central record of any deficiencies highlighted

-Collating information and preparation of reports to provide key information to both the board and managers on both a regular and ad-hoc basis

-Defining, undertaking and/or assisting with ad hoc OFS compliance related projects

-Assisting with the review, development and maintenance of the business's policies, procedures and the compliance manual

Table 4 Qualification as set out in the Financial Services (Jersey) Law 1998 Codes of Practice.  A compliance qualification would be deemed advantageous.





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Lauren Minchinton

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01534 715153
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