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Our client is a leading law firm who is looking for a new addition to their team. The Compliance Assistant Manager will be in the team providing multi-jurisdictional coverage across the globe acting as the second line of defence protecting the business against legal, financial and reputational risks.
Assist the Compliance Senior Manager in all aspects of running the function including:
All Compliance matters with a particular focus on AML and CFT.
Reviewing and signing off more complex CDD requirements for the Take-on team.
Providing ad hoc advice to the business.
Leading the AML and CFT aspects of the Compliance monitoring programme
Provide ad hoc advice and guidance to the business and, where relevant, other compliance staff to enable the business to operate effectively in meeting its regulatory and legislative requirements.
Review the CDD for a selection of the new business as part of the CMP
Provide training and mentoring to develop the team, technical expertise and guidance on more complex queries.
Organise, participate and contribute to compliance team meetings, implement decisions taken and carry out any function/activity required.
Completion of assigned ad-hoc compliance-related projects.
Carry out any compliance-related function/activity as required by the Heads of Departments or Partners from time to time.
Develop and maintain the business's policies, procedures and compliance manuals.
Monitor the regulatory and legislative environment in all jurisdictions in order to identify impending changes that may be required to the system of internal control. Advise the business of the opportunities and threats that these changes present.
At least 5 years' industry experience.
ICA or other relevant compliance qualification to diploma level or above.
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