Your browser is out of date. It has known security flaws and may not display all features of this and other websites. Learn how to update your browser.

Call General Office Call Shelley Call Lauren Call Ann
General Office Email Shelley Email Lauren Email Ann

Client Compliance Officer / MLCO / MLRO





Our client is a global financial services provider. They are looking for a Client Compliance Officer / MLRO / MLCO for their team. The successful person will have responsibility for ensuring that the portfolio of client entities assigned have comprehensive and effective system and controls in place to maintain compliance with relevant legal and regulatory requirements, to advise on such systems and controls and to monitor for compliance with them. You will be appointed as the Compliance Officer (“CO”), Money Laundering Compliance Officer (“MLCO”) and Money Laundering Reporting Officer (“MLRO”) for certain client entities, which may include managed entities, unclassified (or materially equivalent non-domiciled) funds (which may include listed and expert funds), JPFs and PPFs.

Operating within the defined MLRO policy and procedures including, but not limited to: Management of all suspicious activity report (“SAR”) activities within established timeframes and liaison with the JFCU. Ensuring internal and external relationships are managed effectively mindful of tipping off requirements. Maintaining the various registers and the MLRO actions tracker / reporting of any actions required. Guiding the business / client entities to comply with the terms of consent or non-consent letters and subsequent production and/or restraint orders and coordinating required action upon such directions.

Team management, including regular 1:1s, appraisals and development meetings.

Strong academic background and industry relevant professional qualification. In depth knowledge of the Finance industry and have previously held CO / MLCO / MLRO positions within a FSB and preferably unclassified funds environment. Excellent people management, interpersonal (at all levels), analytic, and diplomacy skills.


Key Contact

Ann Egglishaw

Senior Consultant
01534 715150
Email me

View Profile

  • "They are our charity partner. Whilst they give their time and expertise for free, we always feel we receive a top class service - they are friendly, professional and always available. "

    Best Service from Professional Services
  • "They are such a welcoming team. They are professional and make everyone feel at ease when entering their office! "

    Best Service from Professional Services
  • "One of the best agencies I have ever worked with they took the time to understand me and my career requirements."

    LC Candidate
  • "I got properly focused roles that were of genuine interest - a refreshing experience from other agencies I have dealt with from both employer and employee perspectives."

    JF Client and Candidate
  • "Great understanding of finance and roles relevant for me fantastic communication, time efficient, personalised service very kind and thoughtful!"

    JS Candidate
  • "I have dealt with a number of recruitment companies but have never found one that is as personable and professional as Kendrick Rose."

    CB Client
  • "You take an individual and creative approach to career counselling and matching clients and opportunities."

    SD Client
  • "I want to deal with an individual who takes time to understand what I’m looking for and then be proactive in contacting their network and database."

    RT Client

Stay In Touch

For new roles, and all things Kendrick Rose.

Please tick this box, to confirm you’re agreeing to our privacy policy.