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Single Circle

Associate Director - Risk and Compliance

Compliance Risk
Single Circle

Associate Director - Risk and Compliance

Our Client is an award winning provider of Funds, Corporate and Private Client services to their clients. They are now looking for an Associate Director in their Risk and Compliance area. This position is principally responsible for driving the development and implementation of policies and procedures for the Group in line with regulations, standards, best practice and emerging risk. You will need to be a successful candidate who can demonstrate a comprehensive knowledge of risk management strategies and possess a knowledge of international legislation, regulations, industry standards and best practice. Relevant experience of drafting, planning, training and embedding compliance policies and procedures within a business is necessary. A professional qualification is desirable. You will contribute to Group’s compliance and risk strategy and culture; liaising across multi jurisdictions on regulatory matters to support group’s commercial business control framework. Responsibility for ensuring an effective and efficient Policies and Procedures model ensuring that these are practical and fit for purpose, in line with regulatory changes, best practice, emerging risks, reflecting Group Business model and ensuring a consistent approach across the Group. Provision of Policy and Procedure training across the Group. Review of integrated businesses Policy and Procedures to ensure implementation of best practice.





Key Contact

Ann Egglishaw

Senior Consultant
01534 715150
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