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Associate Director Compliance



£70,000 +


Our client is a large Fund company that has a global reach. They are looking for an Associate Director for Compliance. The purpose of this role is to direct and manage the activities of the Compliance team. Ensuring on-going compliance with applicable regulations by effectively implementing the Groups compliance strategy. Assist the Head of Compliance with developing and implementing the Compliance vision. Lead the Compliance team (a team of 8 people) taking responsibility for all compliance and reporting activities for Group and its clients. Provide leadership, mentoring, training and development to the Compliance team. Maximise effectiveness of the Compliance team operations. Identify and manage the successful delivery of Compliance Projects ensuring a business-driven approach. Ensure the effective implementation of the Group Jersey Compliance Monitoring Programme’s (“CMP”) and reporting for Fund Services Business and Trust Company Business covering Jersey and the Private Equity, Real Assets and Corporate Services product areas. Maintain oversight of the client CMPs and thematic reviews ensuring these are performed to the required level and completed within the relevant time frame. Regularly review and assess the adequacy of the CMP ensuring that it captures newly emerging regulatory changes.

The successful person will be confident in dealing with Senior Executives / Board members. Strong, clear and concise communication skills (both written and verbal). Excellent interpersonal skills are an essential requirement to develop close working relationships with colleagues and business contacts. Strong negotiation skills and able to lead and influence individuals at all levels in a positive, constructive way. A university degree or ICA Diploma Experience and knowledge of Private Equity Funds would be advantageous


Key Contact

Ann Egglishaw

Senior Consultant
01534 715150
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