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Single Circle

Assistant Compliance and Risk Manager

Single Circle

Assistant Compliance and Risk Manager

This role has responsibility for the effective management of the compliance and risk team in conjunction with the Head of Compliance.  The successful candidate will be expected to support and manage the compliance and risk team ensuring that the department is adequately staffed by personnel with the experience and qualifications necessary to fulfil their delegated role within the team.  You will be required to maintain a good working knowledge of all the JFSC Laws, Orders, Regulations and Codes of Practice within the FSB/TCB environment. You will need to ensure that the company is compliant with relevant legislation and Codes of Practice.


Prepare and maintain business risk assessment for the business and its regulated clients

Develop, plan, manage and oversee completion of operational risk assessments of all  clients

Establish and quantify the risk appetite and that of its regulated clients

Proactively identify and interpret operational risk issues, risk trends, control deficiencies, and developments for the business and its regulated clients.  Understand the key controls for managing these risks, the effectiveness of the controls, mitigation strategies and recommend appropriate remedial action where necessary

Serve as a key point of contact for matters concerning operational risk

Advise all areas of and levels within the business on novel risk scenarios, the risks associated with particular transactions and the practical implementation of bespoke risk management controls

Professional Qualification’s

5 years’ minimum experience of FSD (Essential)

5 years’ compliance and/or risk experience (Essential)

Relevant professional qualification

Audit experience would be preferable but not essential





Key Contact

Lauren Minchinton

Senior Consultant
01534 715153
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